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Top 50 Compliance Management Software - Series B
Discover the top 50 Compliance Management Software startups at Series B. Browse funding data, key metrics, and company insights. Average funding: $55.2M.
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The startup offers an enterprise-ready compliance platform that enables organizations to store, share, and manage compliance programs while designing controls tailored to specific stages. This platform facilitates the acquisition of information security certifications and audits, helping companies secure enterprise deals and establish scalable security practices.
Funding: $100.0M
Rough estimate of the amount of funding raised
Fin Capital
Fin Capital
Funding: $100.0M
Rough estimate of the amount of funding raised
The startup develops enterprise software that automates compliance with domestic and international regulatory requirements through integrated quality management, risk management, and auditing processes. By implementing these systems, clients achieve improved operational efficiency and reduced costs associated with regulatory adherence.
Funding: $24.7M
Rough estimate of the amount of funding raised
First Analysis
First Analysis
Funding: $24.7M
Rough estimate of the amount of funding raised
The startup provides a compliance management platform that enables businesses to monitor factory compliance, industrial licensing, labor law adherence, and environmental regulations. By integrating these services, clients can effectively manage risk and ensure compliance with both internal policies and external legal requirements.
Funding: $97.8M
Rough estimate of the amount of funding raised
Federated Hermes
Federated Hermes
Funding: $97.8M
Rough estimate of the amount of funding raised
Anecdotes provides a data-driven Governance, Risk, and Compliance (GRC) platform that automates compliance management and enhances risk visibility through real-time data insights. This solution addresses the inefficiencies of manual compliance processes, enabling organizations to streamline their compliance efforts and make informed, data-backed decisions.
Funding: $55.0M
Rough estimate of the amount of funding raised
Glilot Capital Partners
Glilot Capital Partners
Funding: $55.0M
Rough estimate of the amount of funding raised
Strike Graph provides a customizable compliance management platform that automates evidence collection and integrates various security frameworks, including SOC 2 and ISO 27001. The solution streamlines the certification process, reducing the time and resources required for businesses to maintain compliance and enhance their security posture.
Funding: $21.9M
Rough estimate of the amount of funding raised
BAMCAP
BAMCAP
Funding: $21.9M
Rough estimate of the amount of funding raised
Hyperproof is a cloud-based compliance operations platform that automates evidence collection and streamlines compliance management across multiple frameworks. It enables organizations to efficiently track, prioritize, and mitigate risks while significantly reducing the time spent on audit preparation.
Funding: $77.3M
Rough estimate of the amount of funding raised
Riverwood Capital
Riverwood Capital
Funding: $77.3M
Rough estimate of the amount of funding raised
The startup offers a cloud-based supply chain compliance platform that automates self-assessments, social media monitoring, and risk alerts to enhance supplier sustainability and compliance tracking. By providing a pre-built supplier questionnaire and a real-time dashboard, it enables small and medium-sized companies to efficiently manage compliance data requirements from international regulators.
Funding: $113.9M
Rough estimate of the amount of funding raised
Funding: $113.9M
Rough estimate of the amount of funding raised
Delve provides an AI‑native compliance platform that automates evidence collection, continuous control monitoring, and policy generation for frameworks such as SOC 2, HIPAA, GDPR, ISO 27001, and PCI‑DSS. Autonomous agents capture system configurations, run SAST and infrastructure scans on each pull request, and compile audit‑ready reports, while a real‑time trust portal shares compliance status with auditors and customers.
Funding: $32.0M
Rough estimate of the amount of funding raised
Insight Partners
Insight Partners
Funding: $32.0M
Rough estimate of the amount of funding raised
The startup develops compliance software that utilizes big data technologies, artificial intelligence, and machine learning to detect suspicious activities and prevent money laundering. Its services include transaction monitoring, client screening, and activity reviews, providing organizations with the tools needed to enhance regulatory compliance and mitigate financial crime risks.
Funding: $59.9M
Rough estimate of the amount of funding raised
Crestline
Crestline
Funding: $59.9M
Rough estimate of the amount of funding raised
RegScale offers a Continuous Controls Monitoring (CCM) platform that automates the controls lifecycle, enabling organizations to maintain compliance with over 1,000 regulations while reducing audit preparation time by 60%. By integrating compliance as code into CI/CD pipelines, RegScale enhances security posture and accelerates certification processes, achieving a 90% faster path to compliance.
Funding: $32.5M
Rough estimate of the amount of funding raised
SYN Ventures
SYN Ventures
Funding: $32.5M
Rough estimate of the amount of funding raised
Mosey provides a centralized platform for managing state compliance across all 50 states, automating tasks such as payroll registration, tax compliance, and Secretary of State filings. By consolidating over 1,000 compliance requirements into a single interface, Mosey helps businesses minimize manual work and avoid costly penalties associated with non-compliance.
Funding: $20.1M
Rough estimate of the amount of funding raised
Canaan Partners
Canaan Partners
Funding: $20.1M
Rough estimate of the amount of funding raised
This startup provides a financial platform that automates global regulatory compliance and real-time controls for derivatives trading across various asset classes and execution venues. It offers an industry-consensus implementation of regulatory rules, enabling financial institutions to streamline compliance and decision-making.
Funding: $23.0M
Rough estimate of the amount of funding raised
Pivot Investment PartnersUBS
Pivot Investment PartnersUBS
Funding: $23.0M
Rough estimate of the amount of funding raised
Secureframe provides an AI-powered platform that automates compliance tasks, including evidence collection and continuous monitoring, to help businesses efficiently manage security and risk. By streamlining the end-to-end compliance process, Secureframe enables organizations to quickly achieve and maintain compliance with rigorous standards such as SOC 2 and ISO 27001.
Funding: $78.5M
Rough estimate of the amount of funding raised
Accomplice
Accomplice
Funding: $78.5M
Rough estimate of the amount of funding raised
The startup offers a compliance and risk management platform that centralizes regulatory processes for financial service firms by providing issue tracking, industry references, and real-time analysis of business activities. This enables firms to create a regulatory inventory and map their operations to relevant regulations, ensuring adherence to industry-specific compliance obligations.
Funding: $26.8M
Rough estimate of the amount of funding raised
Drive Capital
Drive Capital
Funding: $26.8M
Rough estimate of the amount of funding raised
Apptega provides a platform that automates cybersecurity assessments and compliance management across over 30 frameworks, enabling organizations to efficiently identify risks and streamline their security programs. By offering real-time visibility and reporting capabilities, Apptega reduces the time to compliance by 75% and minimizes manual tasks by 89%.
Funding: $52.9M
Rough estimate of the amount of funding raised
Mainsail Partners
Mainsail Partners
Funding: $52.9M
Rough estimate of the amount of funding raised
The startup offers compliance tracking and insight software that integrates with existing ESG systems to provide detailed analytics tailored to user-defined frameworks. This platform enables enterprises to effectively manage their ESG footprint and meet evolving stakeholder requirements.
Funding: $33.0M
Rough estimate of the amount of funding raised
Galvanize Climate Solutions
Galvanize Climate Solutions
Funding: $33.0M
Rough estimate of the amount of funding raised
Sedric is a risk and compliance platform that utilizes an AI-driven model to automate monitoring and policy execution for financial institutions, ensuring 100% coverage of customer interactions across multiple channels. By streamlining compliance workflows and providing real-time risk analysis, Sedric enhances operational efficiency and reduces the time spent on manual compliance tasks.
Funding: $22.0M
Rough estimate of the amount of funding raised
Foundation Capital
Foundation Capital
Funding: $22.0M
Rough estimate of the amount of funding raised
Sprinto automates cloud security compliance by integrating with existing systems to continuously monitor controls and manage risks through automated checks and evidence collection. This platform addresses the complexity of regulatory requirements, enabling tech companies to efficiently launch compliance programs and expedite audits without significant manual effort.
Funding: $32.5M
Rough estimate of the amount of funding raised
Accel
Accel
Funding: $32.5M
Rough estimate of the amount of funding raised
The startup offers a cloud-based data privacy platform that analyzes and provides insights on global online privacy policies, enabling companies to comply with diverse data protection regulations. By delivering actionable intelligence, the platform helps clients make informed decisions regarding data sharing practices with websites and service providers.
Funding: $44.3M
Rough estimate of the amount of funding raised
Baird Capital
Baird Capital
Funding: $44.3M
Rough estimate of the amount of funding raised
Shield is a workplace intelligence platform that automates the communications compliance lifecycle by capturing and analyzing data across various channels, including mobile, chat, and email. It reduces false positives to 0.15% and streamlines compliance processes, enabling financial services organizations to maintain regulatory adherence and minimize risk.
Funding: $35.5M
Rough estimate of the amount of funding raised
Funding: $35.5M
Rough estimate of the amount of funding raised
Spring Labs provides an AI-native platform for financial services focused on automating compliance and customer experience workflows. The platform deploys specialized AI agents for tasks like 100% QA coverage, complaint identification, and dispute lifecycle management. This technology enables financial institutions to move beyond data insights to automated action across GRC and customer interaction processes.
Funding: $67.8M
Rough estimate of the amount of funding raised
TransUnion
TransUnion
Funding: $67.8M
Rough estimate of the amount of funding raised
The startup develops business-to-business software that governs cloud services, including Microsoft Office, SharePoint, Teams, Azure, and the Power Platform. Its tools automate governance, risk, and compliance processes, enhancing productivity and security while reducing costs associated with cloud management.
Funding: $22.9M
Rough estimate of the amount of funding raised
Funding: $22.9M
Rough estimate of the amount of funding raised
The startup provides a regulatory and compliance database platform that offers secure, cloud-based solutions for both regulatory bodies and private businesses. This service enables organizations to efficiently manage governance requirements and enhance compliance processes, ensuring timely adherence to regulatory standards.
Funding: $64.7M
Rough estimate of the amount of funding raised
Funding: $64.7M
Rough estimate of the amount of funding raised
Norm AI offers an AI-driven regulatory compliance platform that utilizes proprietary AI agents to analyze complex regulations and automate compliance tasks. This technology enables businesses to proactively identify compliance risks and streamline the creation of regulator-ready reports, significantly reducing compliance timelines.
Funding: $38.4M
Rough estimate of the amount of funding raised
Coatue
Coatue
Funding: $38.4M
Rough estimate of the amount of funding raised
Ontra provides an AI-powered platform that automates contract management and streamlines compliance workflows for private market firms, enabling efficient processing of high-volume legal tasks. By leveraging a dataset of over 1.2 million contracts, Ontra enhances negotiation speed, reduces operational costs, and improves regulatory compliance for over 800 global investment firms.
Funding: $200.0M
Rough estimate of the amount of funding raised
Blackstone Group
Blackstone Group
Funding: $200.0M
Rough estimate of the amount of funding raised
Certa provides a Third Party Operating System that automates the onboarding, contract lifecycle management, and compliance processes for suppliers, partners, and customers. By leveraging AI-driven workflows, Certa reduces onboarding times by up to 300% and operational costs by 50%, ensuring full visibility and adherence to risk management standards.
Funding: $35.0M
Rough estimate of the amount of funding raised
Fin CapitalVertex Ventures
Fin CapitalVertex Ventures
Funding: $35.0M
Rough estimate of the amount of funding raised
The startup offers a security and compliance platform that utilizes a Software Bill of Materials (SBOM) to enhance transparency and reduce risk in software supply chains. By providing a curated registry of verified containers, it ensures that development, production, and security teams can deploy trusted containers effectively.
Funding: $37.8M
Rough estimate of the amount of funding raised
Funding: $37.8M
Rough estimate of the amount of funding raised
Scrut Automation provides a platform that automates risk assessment and compliance monitoring for cloud-native companies, enabling them to manage their security posture across multiple compliance frameworks like ISO 27001 and SOC 2. By integrating with over 70 applications, Scrut simplifies the compliance process, allowing organizations to continuously monitor risks and streamline audits from a single interface.
Funding: $21.0M
Rough estimate of the amount of funding raised
Endiya PartnersMassMutual Ventures
Endiya PartnersMassMutual Ventures
Funding: $21.0M
Rough estimate of the amount of funding raised
The startup offers a privacy and compliance software platform that audits personal data flows and generates process documentation to ensure adherence to regulations. By processing and documenting data breaches, the platform enables industries such as healthcare and finance to manage data transparently while focusing on their core business operations.
Funding: $83.2M
Rough estimate of the amount of funding raised
Morgan Stanley Expansion Capital
Morgan Stanley Expansion Capital
Funding: $83.2M
Rough estimate of the amount of funding raised
Relyance AI provides a data compliance platform that offers visibility into enterprise data processing by mapping data flows and comparing them against regulatory obligations and contracts. This technology helps organizations mitigate risks related to data breaches and non-compliance, ensuring they meet privacy regulations and maintain customer trust.
Funding: $32.0M
Rough estimate of the amount of funding raised
M12 - Microsoft's Venture FundThomvest Ventures
M12 - Microsoft's Venture FundThomvest Ventures
Funding: $32.0M
Rough estimate of the amount of funding raised
Ethyca is a privacy engineering platform that automates 90% of data privacy compliance tasks using Fides privacy intelligence, enabling organizations to manage consent, automate privacy requests, and generate compliance reports efficiently. By integrating privacy as code into software development, Ethyca helps businesses build trust with customers while minimizing the complexity and manual effort associated with evolving privacy regulations.
Funding: $44.2M
Rough estimate of the amount of funding raised
Aspenwood VenturesAXA Venture Partners
Aspenwood VenturesAXA Venture Partners
Funding: $44.2M
Rough estimate of the amount of funding raised
Behavox provides an AI-powered platform that unifies regulatory archiving, communications surveillance, and risk analytics for regulated enterprises. Its Quantum engine uses proprietary large‑language models to index structured and unstructured data and deliver citation‑backed policy answers, while Intelligent Archive offers tamper‑evident, SOC 2‑type 2‑certified storage and automated compliance workflows. The solution includes transaction enrichment, AI‑prioritized alerts, and native integrations with major collaboration and identity systems.
Funding: $70.0M
Rough estimate of the amount of funding raised
Hercules Capital
Hercules Capital
Funding: $70.0M
Rough estimate of the amount of funding raised
Encamp provides an environmental compliance automation platform that consolidates hazardous material tracking, waste management, and regulatory reporting across all U.S. locations. The platform enables organizations to automate Tier II reporting, manage waste streams, and maintain compliance with complex regulations, significantly reducing administrative burdens and enhancing data accuracy.
Funding: $52.2M
Rough estimate of the amount of funding raised
Drive Capital
Drive Capital
Funding: $52.2M
Rough estimate of the amount of funding raised
SupplyPike offers a compliance and deduction management platform that automates the monitoring of purchase orders, invoices, and deductions to identify and dispute invalid retailer chargebacks. By providing real-time insights and automated disputing features, the platform helps suppliers recover lost revenue and minimize financial penalties from retailers.
Funding: $25.0M
Rough estimate of the amount of funding raised
Noro-Moseley Partners
Noro-Moseley Partners
Funding: $25.0M
Rough estimate of the amount of funding raised
Hummingbird provides a unified platform for anti-money laundering that integrates customer knowledge, case management, and regulatory reporting, enabling financial institutions to efficiently manage compliance workflows. By automating routine tasks and streamlining investigations, the platform reduces case processing time by 70-90%, enhancing productivity and minimizing risk in financial crime detection.
Funding: $38.1M
Rough estimate of the amount of funding raised
Battery Ventures
Battery Ventures
Funding: $38.1M
Rough estimate of the amount of funding raised
Klarity is an AI-powered platform that automates document processing for accounting and compliance, converting unstructured documents into structured data while ensuring accuracy and regulatory adherence. By minimizing manual tasks, Klarity enhances operational efficiency and reduces audit risk, enabling organizations to scale their processes effectively.
Funding: $90.4M
Rough estimate of the amount of funding raised
Daniel GrossElad GilInvus
Daniel GrossElad GilInvus
Funding: $90.4M
Rough estimate of the amount of funding raised
Athennian offers a cloud-based platform for legal entity and corporate secretary management, utilizing AI-driven software to automate compliance tracking and streamline governance processes. The platform centralizes entity data, enabling organizations to efficiently manage regulatory obligations and maintain accurate corporate records across multiple jurisdictions.
Funding: $48.4M
Rough estimate of the amount of funding raised
Funding: $48.4M
Rough estimate of the amount of funding raised
ComplyAdvantage is an AI-driven platform that utilizes machine learning algorithms to detect fraud and anti-money laundering risks in the banking, insurance, and cryptocurrency sectors. By reducing false positives by 70% and shortening onboarding times by 50%, it enhances compliance efficiency and mitigates financial crime risks.
Funding: $20.0M
Rough estimate of the amount of funding raised
Goldman Sachs Asset Management
Goldman Sachs Asset Management
Funding: $20.0M
Rough estimate of the amount of funding raised
The startup offers a risk management platform that centralizes and automates risk and compliance activities, enabling organizations to manage issues without reliance on external consultants. By connecting disparate data sources and maintaining an audit trail, the platform enhances operational efficiency and reduces the risk associated with immediate issue remediation.
Funding: $113.0M
Rough estimate of the amount of funding raised
Funding: $113.0M
Rough estimate of the amount of funding raised
AgentSync provides a cloud-native platform that automates producer management and compliance for insurance carriers, agencies, and MGAs, ensuring accurate and actionable data access. This technology reduces operational inefficiencies and compliance risks, enabling organizations to scale their distribution channels effectively.
Funding: $161.1M
Rough estimate of the amount of funding raised
Craft VenturesValor Ventures
Craft VenturesValor Ventures
Funding: $161.1M
Rough estimate of the amount of funding raised
Qualio provides a quality management system (QMS) specifically designed for life sciences companies, enabling streamlined compliance with FDA, ISO, and ICH regulations through collaborative content and data management. By automating quality processes, Qualio enhances operational efficiency and ensures continuous audit readiness, allowing businesses to bring compliant products to market faster.
Funding: $50.0M
Rough estimate of the amount of funding raised
Tiger Global Management
Tiger Global Management
Funding: $50.0M
Rough estimate of the amount of funding raised
AuditBoard offers a connected risk management platform that integrates audit, risk, IT security, and ESG programs through automated workflows and analytics. This platform enhances organizational efficiency by providing real-time visibility into risks and facilitating collaboration among stakeholders, addressing the challenges of managing complex compliance and risk landscapes.
Funding: $40.0M
Rough estimate of the amount of funding raised
Battery Ventures
Battery Ventures
Funding: $40.0M
Rough estimate of the amount of funding raised
Theta Lake provides a Digital Communications Governance and Archiving (DCGA) platform that captures and archives communications across various modalities, ensuring compliance with regulatory standards. The solution mitigates risks associated with unified communications by enabling effective supervision and proactive detection of compliance issues, enhancing productivity and user satisfaction.
Funding: $71.5M
Rough estimate of the amount of funding raised
Battery Ventures
Battery Ventures
Funding: $71.5M
Rough estimate of the amount of funding raised
Footprint provides an agent orchestration platform for automating identity and risk decisions across compliance workflows like KYC, KYB, and AML. The system allows businesses to build programmable onboarding experiences using pre-built playbooks and AI-powered analysis for watchlist review and document verification. It offers secure, encrypted vaulting for sensitive PII while streamlining case management and providing audit trails for regulatory adherence.
Funding: $20.0M
Rough estimate of the amount of funding raised
QED Investors
QED Investors
Funding: $20.0M
Rough estimate of the amount of funding raised
CyberSmart is an all-in-one cybersecurity platform that provides continuous monitoring, vulnerability scanning, and compliance management, along with up to £100k in cyber insurance. It protects small and medium-sized businesses from cyber threats by equipping employees with training and implementing best practice frameworks to mitigate risks and ensure regulatory compliance.
Funding: $34.8M
Rough estimate of the amount of funding raised
Oxx
Oxx
Funding: $34.8M
Rough estimate of the amount of funding raised
SteelEye offers a compliance platform that utilizes advanced record-keeping and surveillance technologies to ensure regulatory adherence in financial services. The platform provides intelligent insights that help organizations manage compliance risks and streamline reporting processes.
Funding: $46.3M
Rough estimate of the amount of funding raised
Ten Coves Capital
Ten Coves Capital
Funding: $46.3M
Rough estimate of the amount of funding raised
The startup provides cloud-based managed services that include IT management, unified communications, and compliance applications tailored for government, legal, financial, and nonprofit sectors. These services enable organizations to enhance operational efficiency and transition to digital workflows while ensuring data security and regulatory compliance.
Funding: $28.4M
Rough estimate of the amount of funding raised
Funding: $28.4M
Rough estimate of the amount of funding raised
Elevate provides an AI‑driven platform that automates core legal workflows, including case management, document generation, and regulatory monitoring, within a single secure interface. The solution delivers analytics on workload and compliance, helping corporate legal departments and law firms reduce manual effort, lower costs, and avoid missed deadlines.
Funding: $20.0M
Rough estimate of the amount of funding raised
Runway Growth Capital
Runway Growth Capital
Funding: $20.0M
Rough estimate of the amount of funding raised
Horangi provides a cloud security platform that utilizes Bitdefender GravityZone CSPM+ to automate compliance and manage vulnerabilities across multi-cloud environments. The solution addresses misconfigurations and excessive permissions, enabling organizations to enhance their security posture and reduce alert fatigue with a streamlined, no-code setup.
Funding: $180.0M
Rough estimate of the amount of funding raised
Vitruvian Partners
Vitruvian Partners
Funding: $180.0M
Rough estimate of the amount of funding raised
Rimsys provides a Regulatory Information Management Platform that digitizes and automates regulatory activities for medical technology companies, centralizing product registrations, submissions, and compliance documentation in a single cloud-based system. This platform enhances operational efficiency, reduces non-compliance risks, and accelerates time-to-market for medical devices by ensuring consistent access to up-to-date regulatory information.
Funding: $22.8M
Rough estimate of the amount of funding raised
Bessemer Venture Partners
Bessemer Venture Partners
Funding: $22.8M
Rough estimate of the amount of funding raised