SteelEye offers a unified RegTech platform that consolidates trade, order, voice, email, and instant‑messaging data into an immutable, globally compliant archive. The solution automates regulatory reporting, best‑execution monitoring, and transaction‑cost analysis while using AI‑driven surveillance to flag market abuse and communication misconduct, giving compliance teams a single dashboard for oversight and e‑discovery. It serves banks, asset managers, hedge funds, broker‑dealers, and trading‑platform operators, reducing manual effort and regulatory risk.
Funding
$21M raised to dateRaised to date based on public sources. This may differ from the amount the company actually raised and is based only on what is publicly available on the internet.
2OTCFounders
Product
Problem
Financial institutions face fragmented data sources, stringent regulatory requirements, and costly manual processes for trade, communication, and record‑keeping compliance. Failure to consolidate and automate these functions leads to operational risk, fines, and inefficient oversight.
Solution
SteelEye provides a unified RegTech platform that consolidates trade, order, voice, email, and instant‑messaging data into an immutable, globally compliant archive. The solution automates regulatory reporting, best‑execution monitoring, and transaction‑cost analysis while applying AI‑driven surveillance to detect market abuse and communication misconduct. Integrated dashboards give compliance teams a single view for oversight, e‑discovery, and management reporting, reducing manual effort and minimizing regulatory risk. The platform’s modular architecture supports banks, asset managers, hedge funds, brokers, and trading‑platform operators, allowing them to future‑proof compliance as regulations evolve.
Target Audience
Primary customers are compliance, risk, and surveillance teams at banks, asset‑and‑wealth managers, hedge funds, broker‑dealers, and trading‑platform or execution‑service providers.
Features
- Immutable, internationally compliant data storage supporting CFTC, FINRA, MiFID II, MAR, SEC, and other major regimes
- AI‑enhanced communications and trade surveillance that flags potential misconduct in real time
- Automated end‑to‑end regulatory reporting and best‑execution monitoring with data enrichment from external market feeds
- Integrated eDiscovery and drag‑and‑drop report builder for rapid compliance investigations and management information
- Scalable record‑keeping for trades, orders, voice, email, and instant messaging across multiple business lines
- Modular APIs and data connectors for seamless integration with existing front‑office and back‑office systems