ZeroDrift provides an AI‑driven compliance firewall that validates outbound communications—email, chat, social posts, and documents—against SEC, FINRA, and firm‑specific policies in real time. The platform delivers instant regulatory citations, severity scores, and suggested edits, logs each check with immutable evidence IDs for auditability, and offers a REST API for integration into internal tools and SaaS products.
Funding
$12M raised to dateRaised to date based on public sources. This may differ from the amount the company actually raised and is based only on what is publicly available on the internet.
ASACACV+2Founders
Product
Problem
Financial firms must ensure every outbound communication—email, chat, social posts, and marketing materials—conforms to SEC, FINRA, and internal policy requirements. Manual supervision queues introduce latency, increase operational costs, and expose firms to regulatory penalties when non‑compliant content slips through.
Solution
ZeroDrift delivers an AI‑driven compliance firewall that validates content in real time before it leaves the user’s workflow. By encoding SEC and FINRA rule sets into modular rulepacks, the platform scans messages across Outlook, Gmail, LinkedIn, Chrome, and any custom LLM‑generated output, returning instant, actionable feedback. Users see the violation, the regulatory citation, and a suggested edit, allowing them to correct issues on the spot. All validation events are logged with immutable evidence IDs, providing a searchable audit trail for supervisors and examiners. The same engine is exposed via a single REST API, enabling developers to embed compliance checks into internal tools, CMS platforms, or AI assistants without building a compliance stack. A centralized dashboard aggregates risk patterns, highlights high‑severity alerts, and lets compliance teams focus on genuine issues rather than noise.
Features
- Real‑time pre‑send validation for email, chat, social, web, and document workflows across native desktop and web clients
- Modular rulepacks covering SEC, FINRA, firm‑specific policies, and custom brand guidelines with versioned change history
- AI‑powered detection engine that returns regulatory citations, severity scores, and auto‑generated fix suggestions in milliseconds
- Immutable audit log with evidence IDs for each check, supporting export for examinations and regulatory reporting
- Single‑call REST API for developers to integrate compliance into SaaS products, internal portals, or LLM output pipelines
- Contextual UI overlay that highlights offending text, explains the rule, and offers one‑click remediation or escalation
- Compliance dashboard with risk analytics, trend visualizations, and configurable alert routing for supervisors
- SOC 2‑certified infrastructure; data never persisted beyond the validation request, ensuring privacy and security compliance