Tech4Reg digitizes core and support processes for alternative fund managers and other small financial intermediaries, with a focus on compliance and regulatory aspects. Their platform streamlines client onboarding, MiFID profiling, anti-money laundering compliance, and FATCA-CRS reporting.
Funding
Funding not disclosed
Founders
Product
Problem
Alternative fund managers and small financial intermediaries face increasing complexity in regulatory compliance, including client onboarding, MiFID profiling, anti-money laundering (AML) compliance, and FATCA/CRS reporting. Managing these processes manually is time-consuming, error-prone, and increases operational risk.
Solution
Tech4Reg offers Moon Key, a SaaS ERP platform designed to streamline core and support processes for alternative fund managers, with a focus on automating regulatory compliance. The platform digitizes client onboarding, automates AML checks, facilitates MiFID profiling, and simplifies FATCA/CRS reporting. By automating routine tasks and increasing the frequency of compliance checks, Moon Key reduces operational errors and improves data analysis. The cloud-based infrastructure ensures accessibility and business continuity.
Target Audience
The primary target audience includes alternative fund managers and other small financial intermediaries seeking to digitize and automate their core and support processes, particularly in the areas of regulatory compliance.
Features
- Digital client onboarding with secure communication channels for interacting with Limited Partners (LPs)
- Automated AML compliance checks and reporting
- Streamlined MiFID profiling process
- FATCA/CRS reporting automation
- Data analysis and intelligence tools for tracking and analyzing data within forms
- Customizable alerts for reducing operational errors
- Cloud-based infrastructure for 24/7 accessibility