Regly provides an AI-powered compliance platform that helps fintechs automate compliance management and financial crime prevention. The software centralizes workflows, policies, and approvals while using automation for risk detectionaintl fraud compliance. Regly's platform supports identity verification, AML/CFT compliance, and regulatory reporting for broker-dealers, RIAs, and MSBs.
Funding
Funding not disclosed
Founders
Product
Problem
Fintech firms face increasingly complex regulatory requirements across AML, KYC, communications surveillance, and reporting, often relying on fragmented manual processes that are time-consuming and error-prone. Compliance teams struggle to keep up with evolving rules and efficiently manage risk across disparate workflows.
Solution
Regly provides an AI-powered compliance platform that consolidates compliance management and financial crime prevention into a centralized system. The platform combines advanced AI, automation, and expert-designed tools to simplify compliance processes, manage policies and approvals, and proactively identify financial crime risks. It supports a wide range of compliance activities including identity verification, KYC/AML compliance, transaction monitoring, trade surveillance, communications oversight, and regulatory reporting. The platform is designed to streamline workflows and boost efficiency for compliance teams in regulated financial institutions.
Target Audience
Regly serves fintech companies, broker-dealers, registered investment advisors (RIAs), and money services businesses (MSBs) that need to manage compliance obligations and prevent financial crime.
Features
- Centralized compliance workflow management for policies, forms, and approvals
- Automated risk detection to proactively identify and address financial crime risks
- Identity verification capabilities including facial scan and biometric data analysis
- Compliance automation tools designed for AML/CFT regulatory requirements
- Cloud-based platform with API integration capabilities for customer platforms
- Built-in controls for monitoring digital communications and off-channel communications for broker-dealers