Miggins offers a compliance platform that helps financial firms ensure their fund communications meet UK regulatory standards, including Consumer Duty and COBS 4 requirements. The service automates content checks, provides real‑time guidance, and generates audit‑ready documentation, reducing the risk of non‑compliance and streamlining the approval workflow for marketing and client‑facing materials.
Funding
Funding not disclosed
Founders
Product
Problem
Miggins addresses the difficulty financial firms face in manually tracking and documenting fund communications to satisfy UK Consumer Duty and COBS 4 regulations. Inconsistent processes increase the risk of non‑compliance and regulatory penalties.
Solution
Miggins offers a cloud‑based compliance platform that automates the monitoring, documentation, and reporting of fund communications. The system ingests communication data, applies rule‑based checks against Consumer Duty and COBS 4 requirements, and generates audit‑ready records. Users can configure compliance templates, schedule automated reviews, and receive alerts for any deviations. All activities are logged in a centralized repository, enabling easy retrieval for internal audits or regulator inquiries. The platform integrates with existing fund management and CRM systems to streamline data flow and reduce manual effort.
Target Audience
Primary customers are UK‑based asset managers, fund administrators, and compliance teams responsible for overseeing fund communications.
Features
- Automated ingestion of fund communication records from email, CRM, and document repositories
- Real‑time rule engine that validates content against UK Consumer Duty and COBS 4 standards
- Configurable compliance templates and workflow approvals
- Centralized audit trail with searchable, exportable reports for regulator submissions
- Integration connectors for popular fund management and CRM platforms
- Role‑based access controls and encryption to protect sensitive client data