Greenboard develops SEC and FINRA compliance tools that integrate communications archiving, risk assessment, and vendor compliance management into a unified platform. This technology addresses the need for efficient compliance processes in the financial sector, ensuring firms meet regulatory requirements while managing billions in assets under management.
Funding
$4.5M raised to dateRaised to date based on public sources. This may differ from the amount the company actually raised and is based only on what is publicly available on the internet.
Founders
Product
Problem
Financial firms face increasing complexity in meeting SEC and FINRA regulatory requirements, often relying on disparate systems for communications archiving, risk assessment, and vendor compliance. This fragmented approach leads to inefficiencies, increases the risk of non-compliance, and strains resources.
Solution
Greenboard offers a unified compliance platform that integrates communications archiving, risk assessment, and vendor compliance management. The platform streamlines compliance processes, enabling firms to efficiently meet regulatory requirements. By bringing together all compliance tools and relevant data, Greenboard unlocks testing capabilities and greater efficiency, fostering a culture of compliance.
Target Audience
Greenboard's primary customers are financial firms, including those managing billions in assets under management (AUM), that require robust and integrated SEC and FINRA compliance tools.
Features
- Communications archiving for SEC and FINRA compliance
- Code of Ethics, Know Your Employee (KYE), and Attestations management
- Exception reporting and forensic testing capabilities
- Risk assessment and test mapping functionalities
- Calendar and task management tools
- Marketing and product compliance features
- Vendor compliance management
- System of record functionality