CEO
Greenboard
Greenboard provides an AI-native compliance platform that unifies SEC and FINRA regulatory workflows for financial institutions. The platform's GreenboardGo 2.0 AI harness lets compliance teams configure, automate, and query any part of their program using natural language, with every action recorded to a WORM-based, 17a-4 compliant audit trail. It serves over 750 regulated firms, including RIAs, broker-dealers, private funds, and hedge funds.
- Regulatory & Compliance Technology
- AI Agents
- Artificial Intelligence
- Financial Technology
- Software Only
- Enterprise Software
Updated 2 days ago
Funding
Raised to date
$500KRaised to date based on public sources. This may differ from the amount the company actually raised and is based only on what is publicly available on the internet.
+1Funding rounds are not available yet.
Founders
Product
Problem
Financial institutions face fragmented compliance workflows across multiple disconnected tools, making it difficult to manage SEC and FINRA obligations efficiently. Legacy systems generate excessive false positives in communication surveillance, and slow manual review processes strain compliance teams and delay business operations.
Solution
Greenboard delivers an AI-native system of action that lets financial institutions run their entire compliance program from one unified platform. The platform applies machine learning to automate risk detection across employee communications, marketing reviews, and regulatory obligations. GreenboardGo 2.0, the company's AI harness, runs across the whole platform so compliance teams can ask, configure, and automate any part of their program from one place, with every step written to a WORM-based, 17a-4 compliant record. The system works where teams already operate, including Slack, Teams, Claude, and ChatGPT, and enables plain-language queries so compliance staff can receive answers grounded in the firm's own policies and procedures.
Target Audience
Primary customers are SEC- and FINRA-regulated financial institutions, including registered investment advisers, private funds, hedge funds, broker dealers, and fintech platforms seeking unified compliance operations.
Features
- Unified platform consolidating communications archiving, supervision, employee compliance, marketing compliance, firm compliance, and third-party compliance into one system
- GreenboardGo 2.0 AI harness with production-ready agents for marketing review, trade pre-clearance, attestation chasing, policy change monitoring, exam prep packets, new hire onboarding, vendor diligence, branch audits, and quarterly certifications
- Natural-language configuration allowing users to modify workflows, forms, rules, thresholds, and permissions by prompt, with changes versioned and written to the record
- AI-powered marketing review engine that reduces average turnaround to 7 seconds and eCommunications false positives by 99.14%
- Full-featured MCP (Model Context Protocol) exposing more than 240 Greenboard tools, with every call running within the user's permissions
- WORM-based, 17a-4 compliant recordkeeping with citations for every agent action, ensuring exam-ready audit trails
- Seamless broker feeds via CFPB 1033 APIs for automated statement uploads and trade monitoring
- Role-based tools designed for financial advisors, private funds, hedge funds, and broker dealers