C
Comma Compliance provides a communication compliance suite specifically designed for SEC and FINRA regulated firms. The platform filters business contacts within modern messaging apps like iMessage and WhatsApp, ensuring regulatory adherence without archiving personal employee communications. This solution mitigates regulatory risk and avoids substantial fines associated with unarchived off-channel messaging.
Updated 2 months ago
Funding
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Founders
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Product
Features
- Comma Compliance provides a communication compliance suite specifically for SEC and FINRA regulated firms. The platform captures and archives business communications across over 35 modern messaging channels, including WhatsApp and iMessage, without accessing personal content. It offers real-time flagging of policy and regulatory violations to maintain audit readiness and mitigate compliance risk.