Archive Intel is an AI-powered platform that captures and archives off-channel communications, including emails, text messages, and social media content, ensuring compliance with SEC regulations. By reducing false positives in flagged communications by 90%, it streamlines the compliance process for registered investment advisors and financial institutions.
Funding
$2.5M raised to dateRaised to date based on public sources. This may differ from the amount the company actually raised and is based only on what is publicly available on the internet.
GVFounders
Product
Problem
Registered Investment Advisors (RIAs) and financial institutions face challenges in meeting regulatory requirements for archiving off-channel communications, including emails, text messages, and social media content. Manually reviewing and flagging these communications is time-consuming and prone to errors, leading to inefficiencies and potential compliance violations.
Solution
Archive Intel is an AI-powered platform designed to streamline compliance by automatically capturing and archiving a wide range of off-channel communications. The platform integrates with various communication channels, including email, iMessage, text messages, and social media, to ensure comprehensive data capture. Archive Intel's AI algorithms analyze archived communications to identify and flag potential compliance issues, while significantly reducing the number of false positives. This allows compliance teams to focus on relevant communications, saving time and improving accuracy.
Target Audience
Archive Intel is designed for Registered Investment Advisors (RIAs) and financial institutions that need to efficiently and accurately archive and monitor off-channel communications to meet regulatory requirements.
Features
- Automated capture and archiving of emails, iMessages (with whitelisting), text messages, social media content, and website communications
- AI-powered analysis to identify and flag potential compliance issues
- Reduction of false positives by up to 90% through advanced keyword and phrase analysis
- Comprehensive platform built to ensure compliance with SEC Rule 204-2 and 17A-4
- User-friendly interface with features like bulk reviews, saved reviews, and automated domain blacklisting
- Free data exports and quick report generation
- AWS SOC3 security compliance and SOC 2 Type II certification
- Bank-level 256-bit AES encryption for data storage and transfer